Regulatory Compliance

In markets where regulatory oversight is constantly evolving, complacency is not an option. Siena's compliance record starts from the first engagement with clients via the treasury or sales desk to ensure comprehensive data capture (including voice and email capture where applicable), order and trading controls and best execution adherence. Siena meets all client engagement requirements with full audit trails, trade reconstruction and reporting in a single, compact application, and safeguards trading rooms and sales desks adherence to MiFID/MiFIR, EMIR, SFTR, PSD2, Global Code and other regulatory regimes.