Regulatory Compliance

In markets where regulatory oversight is constantly evolving, complacency is not an option. siena's compliance record starts from the onboarding of clients in the front office to ensure comprehensive data capture, order and trading controls and best execution adherence. Quietly and without fuss siena meets all client segmentation requirement and engagements with full audit trails, trade reconstruction and reporting in a single, compact application. Supporting your trading room and sales desks needs to adhere to MiFID/MiFIR, EMIR, SFTR, PSD2, Global Code and other regulatory regimes.