David Woolcock
The Best Executed defence means no penalties.
As the data publishing season for best execution begins, it is timely to look at what is ...
VAR & Surveillance - unlikely bedfellows?
Football is a game of two halves but last night for English fans that added 4 minutes ...
Doing the 'Right thing'...
Eurobase has just given me a reusable coffee/tea mug in support of World Environment Day. ...
Be prepared : changing market dynamics and revolving regulatory requirements
Following the release of the new Banking collateral, our Director of Business Consulting ...
MiFID II ISINs - If you want to see the sunshine, you have to weather the storm.
In my last blog The week that was the MiFID II deadline I highlighted the issue with ...
The week that was MiFID II deadline week……..
So the 3rd of January came to pass and the City was not plunged into meltdown by the ...
Advent surprises and few bells jingled!
MiFID II - Stay ahead
Trick or treat? What ghouls & demons can we expect to be knocking on our doors? MiFID III (yes three!) possibly a big demon?
Halloween got me thinking as to what demons the European markets might expect on a spooky ...
It is Autumn and the leaves begin to fall…
A hash of regulation for breakfast
It is not just the big fish that are caught – A brief look at manipulation, best execution and principles, principles, principles…………………………….
You would be mistaken if you thought enforcement notices were just the preserve of big ...
